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T. Rowe Price Associates, Inc.

San Francisco, California

NEW! NEW!
NEW! NEW!
Missouri State Employees' Retirement System Logo
Missouri State Employees' Retirement System

Jefferson City, Missouri

Texas Permanent School Fund Corporation

Austin, Texas

Texas Permanent School Fund Corporation

Austin, Texas

Texas Permanent School Fund Corporation

Austin, Texas

Picton Mahoney Asset Management

Ontario, Canada

Picton Mahoney Asset Management

Toronto, Canada

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MacArthur Foundation

Chicago, Illinois

PER, Private Equity Recruitment

Riyadh, Saudi Arabia

Oxford Knight

London, United Kingdom

State Street Corporation

Toronto, Canada

PER, Private Equity Recruitment

Munich, Germany

Deutsche Bank

New York,

HFG

London, United Kingdom

Harbor Capital Advisors

Boston, Massachusetts

BNY Mellon

Manchester, United Kingdom

Deutsche Bank

Jacksonville,

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Overall Management, SFC RO, type1&4, Broker, 100k
About Our Client Our client is a brokerage business, specialized in financial planning The Role They are looking for a General Manager to be in charge of overall business management. Manage the brokerage distribution channel to ensure steady growth Responsible for all regulatory compliance and corporate governance, department budget, and staffing and expenses for the company Monitor SFC Types 1 and 4 regulated activities, also ideally under IA and MPFA, to ensure they are in compliance with regulations and properly conducted in accordance with regulatory requirements in the distribution, marketing and advice tendered, of investment offerings and products


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