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Selby Jennings

London, United Kingdom

Goodman Masson

London, United Kingdom

BNY Mellon

Manchester, United Kingdom

PER, Private Equity Recruitment

London, United Kingdom

Selby Jennings

Hong Kong,

Deutsche Bank

New York,

CME Group

London, United Kingdom

Deutsche Bank

Jacksonville,

PER, Private Equity Recruitment

Dubai, United Arab Emirates

Morgan McKinley

London, United Kingdom

Alexander Ash Consulting

London, United Kingdom

PER, Private Equity Recruitment

Riyadh, Saudi Arabia

eFinancialCareers

Manama, Bahrain

eFinancialCareers

Stamford,

Selby Jennings

Manhattan,

Deutsche Bank

New York,

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Regulatory Compliance Senior Associate / VP
Reporting to PEG??s Head of Regulatory Compliance the Compliance Expert will have primary responsibility to conduct regular testing and assessment activities and maintain regulatory compliance files / licences to , in particular Implementation of regulatory requirements in Portfolio Management and Client facing activities. Implementation and assessment of innovative ideas and implementation / use of new technologies to support Compliance testing, Maintaining procedures for identification, reporting and resolution of breaches,complaints and other regulatory issues, Training of all members of staff to improve understanding of policies and regulatory environment, develop targeted training strategies for different business areas to make training relevant to business activities, Confli


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