Chartered Alternative Investment Analyst Association Logo
Guest Job Seeker
Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 853 Jobs
Create Alert
Loading... Please wait.
Sorry, we couldn't find any jobs that match your criteria.

Suggestions:
Loading... Please wait.
Financial Services Regulatory Solicitor / Associate - Wealth Management
You will be working closely with the Firm's lawyers and regulatory consultants who have a particular interest and expertise in the retail investments space (i.e. Wealth Management).    This is a mixed contentious and non-contentious regulatory role focussing on Wealth Management and a background in this area will be key to the finding the correct candidate.   Typical instructions include: Structuring and advising on transactions (and corporate restructuring); Advising on distribution arrangements involving adviser charges and inducement considerations and reviewing/drafting the relevant introducer, intermediary and client agreements; Advising on product terms and arrangements such as SIPPs and platforms; Supervisor


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.