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Goodman Masson

London, United Kingdom

Morgan McKinley

London, United Kingdom

Selby Jennings

London, United Kingdom

Oxford Knight

London, United Kingdom

Goodman Masson

London, United Kingdom

Deutsche Bank

New York,

PER, Private Equity Recruitment

Riyadh, Saudi Arabia

Morgan McKinley

Northampton, United Kingdom

Harbor Capital Advisors

Boston, Massachusetts

Oxford Knight

London, United Kingdom

State Street Corporation

Boston,

State Street Corporation

Toronto, Canada

Deutsche Bank

New York,

PER, Private Equity Recruitment

Abu Dhabi, United Arab Emirates

PER, Private Equity Recruitment

London, United Kingdom

eFinancialCareers

Stamford,

Selby Jennings

Hong Kong,

SimCorp

Toronto, Ontario, Canada

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Head of Compliance - Leading Brokerage Firm
Key Roles and Responsibilities of the Head of Compliance, Financial Services and Brokerage role - In charge of oversight on all compliance matters across business operations with relevant legislation/regulations Provide advisory on compliance implications of business decisions, both for on-going issues and in project decisions Interpret and assess regulatory updates, and stay abreast of changes, advice and conducting training internally Liaise and coordinate with MAS on all reporting requirements and submission as well as addressing any queries Provide advice to business heads on new products and initiatives including all regulatory requirements Develop a proactive, integrated compliance approach and spearhe


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