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BNY Mellon

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Morgan McKinley

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BNY Mellon

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PIMCO

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S&P Global

Singapore, Singapore

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Risk Analyst, Business Monitoring & Surveillance (1-year contractor)
Main Duties: Assist Business Monitoring & Surveillance team ("BMS" team) in conducting periodic surveillance review. Conduct surveillance monitoring in selling process, investment suitability, cross border activities and code of conduct in accordance with regulatory requirements, internal policies and procedures. Identify discrepancies and issues from the surveillance monitoring and communicate with Front Office on the necessary remediation and follow through for closure. Prepare statistical report of the surveillance results to senior management and scorecard purpose in a timely manner. Support the preparation/follow-up on internal/external audit and regulatory inspection. Assist Team Head on administrative task


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