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Compliance Officer (Hedge Fund)
eFinancialCareers
Details

Posted: 19-Jun-24

Location: New York, New York

Type: Full-time

Internal Number: 20850859

This strategic hire will play a key role in running the day-to-day compliance program as the firm continues to build a best-in-class compliance team.

The ideal candidate will have:

  • Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.
  • Testing & Monitoring
  • Policies & Procedures
  • Code of Ethics
  • Licensing & Registrations
  • Cross-Border / International Compliance
  • Marketing Review
  • Trade/Portfolio Compliance
  • Employee Surveillance
  • Regulatory Inquiries/Audits
  • A strong academic pedigree from a top university

The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.

A highly competitive compensation package is on offer.

For a discussion in confidence, please apply with your resume.

 

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