AI Job Assist
Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 4107 Jobs
Create Alert
Loading... Please wait.
Deloitte

Perth, Western Australia, Australia

Morgan Stanley

London, United Kingdom

Eames Consulting

Singapore, Singapore

Deloitte

Perth, Western Australia, Australia

S&P Global

Frankfurt am Main, Germany

S&P Global

London, United Kingdom

Goodman Masson

London, United Kingdom

eFinancialCareers

London, United Kingdom

Morgan McKinley

Guildford, United Kingdom

Goodman Masson

Earlsfield, United Kingdom

Morgan Stanley

London, United Kingdom

Goodman Masson

Paris, France

Fourier Ltd

London, United Kingdom

Goodman Masson

London, United Kingdom

BNY Mellon

Liverpool, United Kingdom

Selby Jennings

Singapore, Singapore

Morgan McKinley

Sydney, New South Wales, Australia

Loading... Please wait.
Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP.??? Remain up to date with regulatory and legislative developments on conduct risk, helping as required to undertake reviews and implementation of new / changes to existing regulation. Undertake gap analysis of regulatory publications, such as FCA and PRA Business Plans.??? To track all relevant publications from our Regulators and notifying the relevant business areas of the Bank. Maintain the Regulatory Change Forum (RCF) log, chair the monthly RCF meetings, ensuring all items are tracked until closure.


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.