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Trade Surveillance - Securities Brokerage
About Our Client Our client is a well-known Fintech and Securities Brokerage firm that leverages on cutting edge technology to provide innovative solutions for their clients. They are strongly backed by numerous large institutional investors and are expanding globally. Job Description Analysing and investigating complex or escalated alerts Reporting and escalation of suspicious activities Managing trade surveillance system enhancements Reporting observations, trends and surveillance findings to management Using various surveillance tools and market data resources to research surveillance alerts and perform investigations Providing training and guidance relating to Trade Surveillance matte


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