The company is a growing European Fintech firm who are growing their UK presence

Description

Key responsibilities

• Act as the liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer and responding to requests from FCA and auditors
• Provide strategic and technical advice on CASS compliance to business and support functions while promoting regulatory awareness
• Design, develop and implement efficient control processes to ensure compliance with FCA CASS regulation
• Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry
• Ensure effective communication of compliance issues and requirements across all levels of the organisation
• Implement and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets Return
• Design and conduct quality assurance testing to ensure ongoing compliance
• Develop client asset policies and ensure they are formally documented
• Oversight and approval of daily client money and custody asset reconciliations

Profile

A successful Cass Oversight Officer should have:

• 5+ years of experience in financial services firms regulated by FCA
• Advanced knowledge of UK CASS regulations and experience within a CASS Oversight function gained through experience in financial services or an industry practitioner
• Solution oriented personality and eager to build compliant process with the product and operations department
• Experience with working in regulatory/operational functions within a financial services firm, including knowledge of trade flows and the management of control processes
• Excellent awareness of regulatory risk and control mechanisms
• Strong communication and reporting skills

Job Offer

• An estimated salary range of £90,000-£120,000 per year
• A comprehensive benefits package including pension and health benefits
• A supportive company culture that promotes professional growth and development
• Remote working

We are excited to meet talented professionals who are ready to take on this fulfilling role.