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Bank Of China (Hong Kong) Limited

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Compliance Product Officer (VP) - Control Group - Research Clearance and Chaperoning
Serves as a Control Group compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of laws, rules & regulations. ICRM designs and delivers a risk management framework that maintains risk levels within the firm's risk appetite and protects the firm's franchise. In addition, engages with the ICRM Product, Banking & Research business teams, in order to partner, develop and apply ICRM program solutions that meet the business and Research Department needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and p

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