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Los Angeles County Employees Retirement Association

Pasadena, California

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Toronto, Ontario, Canada

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Bellevue, Washington

Deutsche Bank

London, United Kingdom

State Street Corporation

London, United Kingdom

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Singapore, Singapore

State Street Corporation

Sydney, New South Wales, Australia

S&P Global

London, United Kingdom

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Singapore, Singapore

BNY Mellon

Manchester, United Kingdom

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Paris, France

BNY Mellon

London, United Kingdom

Goodman Masson

London, United Kingdom

Bank of Singapore

Singapore, Singapore

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Manager/Assistant Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product due diligence request raised by business Coordinate BCP; perform UAT for system changes Implement and review the risk control mechanisms (e.g KRIs) and risk monitoring requirements on the private banking business Work on regulatory survey(s); conduct annual risk and control assessment to ensure relevant risks are identified with proper control being laid down Review po


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