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Client Regulatory Services; New Client Business Team - Vice President
Client Regulatory Services; New Client Business Team Vice President London Client Onboarding and Regulatory Services (CORS) is an Operations group within Shared Services. The group covers Client Onboarding, Market Regulations, KYC and Refresh. CORS have a global footprint with offices in Hong Kong, Bangalore, Tokyo, London, Glasgow, Baltimore, and New York. We are seeking an experienced leader within Market Regulations which is responsible for adherence to client regulatory requirements at the point of onboarding the clients relationship with Morgan Stanley. This includes life cycle remediation specific to market regulations such as MIFID II, SFTR, UMR, Dodd Frank, EMIR, etc. The Market Regulations team is comprised of regulatory SMEs that provide sup


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