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Oxford Knight

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Morgan Stanley

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Morgan Stanley

Melbourne, Australia

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Birmingham, United Kingdom

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Selby Jennings

Hong Kong,

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Compliance Officer (Hedge Fund)
This??strategic hire??will play a key role in running the day-to-day compliance program as the firm??continues to build a best-in-class compliance team. The ideal candidate will have: Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required. Testing & Monitoring Policies & Procedures Code of Ethics Licensing & Registrations Cross-Border / International Compliance Marketing Review Trade/Portfolio Compliance Employee Surveillance Regulatory Inquiries/Audits A strong academic pedigree from a top university The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innova


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