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Compliance, Equities Derivatives Compliance, Executive Director, London
OUR IMPACT Global Compliance manages the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does business and develops and implements firmwide and divisional policies and procedures. In addition to advising the firm's businesses, Global Compliance is responsible for managing audits and inquiries, Compliance learning, surveillance and testing the firm's risk management infrastructure. Our commitment to Diversity & Inclusion Our people are our greatest asset - we say it often and with good reason. It is only with the determination and dedication of our people that we can ser


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