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Fiera Capital

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General Compliance Specialist
Our client, a reputable Global Financial Institution, is looking for a General Compliance Specialist to support various employee compliance requirements in their Hong Kong office. The person will need to enjoy both working with people and projects management. You should be able to handle questions and explain processes clearly to various internal staffs and external vendors, and work well with others to implement and improve the compliance processes. Responsibilities: Managing HKMA/ SFC license application and ensuring all licensed staff meet relevant ongoing obligations. Administering the Personal Account Dealing Policy, managing new hire disclosures, answering queries and appropriately handling breaches. Coordinating and monitoring the co


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