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VP Business Controls & Compliance - Premier Banking
Drive significant risk and control transformation and innovation to strengthen business' control environment. Drive a deep sense of risk awareness within sales team leaders to achieve strong control culture. Main point of contact to collaborate on changes and regulatory policies as well oversight for business self-monitoring. This includes all compliance-related matters relating to FAA sales advisory processes, AMLCDD and operational risks. Responsible to review and identify control weakness within the business, mitigate risk through effective internal surveillance and risk/control initiatives whilst ensuring adequate management supervisory oversight. Ensure no material lapses/infractions impacting business risk scorecard; ensure overall s


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