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Senior Compliance Manager (Investment & Insurance)
Regulatory Compliance position for candidates with experience in wealth management/ Investment & insurance products compliance advisory. Responsibilities Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services. Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement. Liaise with regulators, including HKMA, SFC and IA, etc. Collaborate with internal stakeholders to ensure consistency and alignment on investment compliance matters Develop and maintain a comprehensive compliance framework, including policies, procedures, and controls on investment and Insurance. Conduct compliance tra


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