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DBS Bank Limited

Singapore, Singapore

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Bank Of China (Hong Kong) Limited

Hong Kong,

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State Street Corporation

Atlanta,

Selby Jennings

London, United Kingdom

State Street Corporation

Atlanta,

State Street Corporation

Paris, France

State Street Corporation

Quincy,

HFG

London, United Kingdom

Bank Of China (Hong Kong) Limited

Hong Kong,

eFinancialCareers

London, United Kingdom

Morgan McKinley

London, United Kingdom

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Compliance, Global Banking and Markets - Electronic Trading Compliance, Executive Director, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits a


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