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State Street Corporation

Paris, France

State Street Corporation

Atlanta,

State Street Corporation

Atlanta,

Goldman Sachs

New York,

State Street Corporation

Boston,

State Street Corporation

Gda??sk, Poland

Goldman Sachs

New York,

Goldman Sachs

New York,

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Risk & Compliance Associate
Reporting Relationship: Compliance Manager ?? Responsibilities: ?? Secretary to Risk Management Committee MAS Survey / Questionnaires ?? Conflicts of Interest Directors??? Business Interest Periodic Disclosure to Investors/Professional Indemnity Insurance Staff Personal Dealing ?? Compliance Risk Outsourcing Licensing Conditions Fit and Proper requirements including Continuing Education ?? Upkeeping Registers Representative Register Distributor/Introducer Outsourcing Gifts and Entertainment Complaints??


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