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Head of Legal and Compliance - Securities Firm
About Our Client Our client is a well-established Chinese securities firm, looking for Head of Legal & Compliance. Job Description Responsible for overseeing the Group's legal, compliance and corporate secretarial matter Negotiates and reviews transaction documents and financing documents. Collaborate with project teams to review agreements for investment and funding projects Liaise with external legal advisers on enforcement actions, ongoing/potential litigation and responding to regulatory enquiries (HKEx and SFC) Assist the board of directors' office in preparing agendas and board minutes In charge of company secretarial matters for active subsidiaries in Hong Kong and overseas


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