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Senior Executive - Investment Compliance
Job Description We are working with a well known asset management company with a strong presence in Asia covering more than 10 markets. To support their growth in the Asian market, we are looking for an Investment Compliance Specialist to join in their journey. You will be responsible for: Assisting business owners in identifying and monitoring guideline compliance (regulatory and client mandated guidelines) Providing timely management of reports and escalation of regulatory and guideline compliance issues; Dealing with audit/quality assurance/inspection queries/issues relating to Investment Compliance function and regulatory compliance matters; Conducting daily pre- and post-trade Investment Compliance monitoring;


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