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Investment & Insurance Compliance - Global Bank
About Our Client My client is a well known fintech firm with offices worldwide. They are one of the strongest e-platform players globally. This particular subsidiary has over 100 staff based in Hong Kong and they provide personal loan and personal banking services. Job Description Report directly to the head of compliance whilst working alongside several other staff This role will be responsible for providing advisory services to the business units for their investment and insurance products You will be responsible to liaise with regulators such as HKMA, SFC, and IA Set up policies and procedures for their I&I business, compliance framework, and compliance monitoring program


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