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Albourne Partners Limited

London, United Kingdom

Deutsche Bank

London, United Kingdom

S&P Global

Singapore, Singapore

State Street Corporation

London, United Kingdom

State Street Corporation

Sydney, New South Wales, Australia

BNY Mellon

Manchester, United Kingdom

S&P Global

London, United Kingdom

eFinancialCareers

London, United Kingdom

BNY Mellon

London, United Kingdom

Alexander Ash Consulting

London, United Kingdom

eFinancialCareers

Wiesbaden, Germany

Eames Consulting

Singapore, Singapore

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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP.??? Remain up to date with regulatory and legislative developments on conduct risk, helping as required to undertake reviews and implementation of new / changes to existing regulation. Undertake gap analysis of regulatory publications, such as FCA and PRA Business Plans.??? To track all relevant publications from our Regulators and notifying the relevant business areas of the Bank. Maintain the Regulatory Change Forum (RCF) log, chair the monthly RCF meetings, ensuring all items are tracked until closure.


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