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World Bank Group

Washington D.C, Washington

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Sacramento, California

Eames Consulting

Singapore, Singapore

S&P Global

Singapore, Singapore

BNY Mellon

Manchester, United Kingdom

State Street Corporation

London, United Kingdom

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London, United Kingdom

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Sydney, New South Wales, Australia

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London, United Kingdom

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London, United Kingdom

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Sarnen, Switzerland

Goodman Masson

London, United Kingdom

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Singapore, Singapore

Morgan McKinley, EA Licence No: 11C5502

Singapore, Singapore

Deutsche Bank

Frankfurt am Main, Germany

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Birmingham, United Kingdom

Morgan Stanley

Hong Kong,

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Senior Compliance Manager (Investment & Insurance)
Regulatory Compliance position for candidates with experience in wealth management/ Investment & insurance products compliance advisory. Responsibilities Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services. Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement. Liaise with regulators, including HKMA, SFC and IA, etc. Collaborate with internal stakeholders to ensure consistency and alignment on investment compliance matters Develop and maintain a comprehensive compliance framework, including policies, procedures, and controls on investment and Insurance. Conduct compliance tra


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