Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 1965 Jobs
Create Alert
Loading... Please wait.
NEW! NEW!
Fourier Ltd

London, United Kingdom

NEW! NEW!
Goodman Masson

London, United Kingdom

NEW! NEW!
Goodman Masson

London, United Kingdom

NEW! NEW!
Selby Jennings

Dubai, United Arab Emirates

NEW! NEW!
S&P Global

Chicago, Illinois

NEW! NEW!
Deutsche Bank

Jacksonville, Florida

NEW! NEW!
State Street Corporation

Boston, Massachusetts

NEW! NEW!
Fourier Ltd

London, United Kingdom

NEW! NEW!
NEW! NEW!
Fourier Ltd

London, United Kingdom

NEW! NEW!
NEW! NEW!
S&P Global

Princeton, New Jersey

NEW! NEW!
NatWest Group

London, United Kingdom

NEW! NEW!
Oxford Knight

London, United Kingdom

NEW! NEW!
State Street Corporation

Frankfurt am Main, Germany

NEW! NEW!
NEW! NEW!
Deutsche Bank

London, United Kingdom

NEW! NEW!
Bank of Singapore

Singapore, Singapore

NEW! NEW!
eFinancialCareers

London, United Kingdom

NEW! NEW!
Fourier Ltd

London, United Kingdom

NEW! NEW!
State Street Corporation

Luxembourg, Luxembourg

NEW! NEW!
Loading... Please wait.
Compliance, Regional Regulatory Affairs Compliance, Analyst/Associate, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risks; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.