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Los Angeles County Employees Retirement Association

Pasadena, California

University Pension Plan Ontario

Toronto, Ontario, Canada

Cercano Management LLC

Bellevue, Washington

Deutsche Bank

London, United Kingdom

State Street Corporation

London, United Kingdom

S&P Global

Singapore, Singapore

State Street Corporation

Sydney, New South Wales, Australia

S&P Global

London, United Kingdom

Eames Consulting

Singapore, Singapore

BNY Mellon

Manchester, United Kingdom

Algofi

Paris, France

BNY Mellon

London, United Kingdom

Goodman Masson

London, United Kingdom

Bank of Singapore

Singapore, Singapore

Alexander Ash Consulting

London, United Kingdom

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Trade Compliance (Asset Management) / NYC-NJ
?? This newly created position will report into the Chief Compliance Officer and play a key role in ensuring the day-to-day aspects for all trade compliance/portfolio surveillance compliance/ investment guideline monitoring compliance matters. ?? The ideal candidate will have generalist compliance experience at a registered investment advisor and experience performing/overseeing guideline compliance monitoring/trade compliance work. Exposure to all asset classes preferred equities, fixed income, alternatives) strongly preferred. Experience with private funds, ETF regulations and mutual funds preferred. ?? Knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, SEC and FINRA regulations as well as hands-on experience with tradi


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