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Compliance Manager
A well regarded boutique tech-focused investment management firm, with assets under management of circa ??1.2bn. Based in their City of London office. Description The key responsibilities include but are not limited to: - Have day to day responsibility for the completion of compliance monitoring tests - Provide input into the regulatory mapping process and the update of the compliance monitoring programme and related tests - Prepare and submit regular FCA reports via RegData - Work closely with the finance department when preparing and submitting FCA financial returns - Contribute to the update and drafting of compliance policies Profile The successful candidate should have: - Betw


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