Career Center

We are currently representing a leading global AIFM company in the search for a senior compliance officer in Luxembourg. Our renowned client has over 2,500 employees sitting across more than 35 offices in Europe, North America, Asia and the Middle East.

The Candidate

• More than 5 years of involvement in various positions focusing on risk management and compliance for asset managers.
• Possess an extensive level of professional qualifications related to regulated activities of AIFM.
• Proficient understanding of Luxembourg's regulatory framework concerning AIFMs, including expertise in AML & CTF.
• In-depth familiarity with pertinent regulatory prerequisites and industry benchmarks.
• Prior exposure to regulatory affairs with preference for experience involving the CSSF.

The Role

• Monitor compliance by conducting regular risk assessments, tests, and generating reports for senior management, highlighting issues and corrective actions.
• Maintain a compilation of key regulations governing AIFM operations.
• Educate staff on compliance matters and offer guidance on related queries.
• Manage Compliance Charter, Policies, Procedures, and Monitoring Plan.
• Prepare and submit compliance and AML-CTF reports to regulatory bodies periodically.