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General Compliance Manager
Our client is a regional financial institution in Hong Kong, they are currently looking for a general compliance manager to provide advisory support on their financial products and services and liaison with regulators for licensing issues. Job Responsibilities: Responsible for updating the regulatory requirements in Hong Kong and coordination with THE headquarter compliance department to ensure adherence to compliance and regulatory requirements across regions. Prepare and submit all necessary licensing applications and supporting documentation, liaison with Hong Kong regulators includes HKMA and SFC. Provide advisory support on financial products and services to mitigate risk and ensure the business running smoothly.
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