Internal Audit - Investment Management - Director - Hong Kong / Singapore
March 16, 2023
The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firm's internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firm's compliance with internal policies and procedures, as well as rules and regulations governing the industry. We are part of a global team with presence in the Americas, Europe and Asia. We are represented by a diverse skill set across different business silos, including Investment Management (IM), legal and compliance, risk management, operations, finance, and technology who work together to identify, monitor, assess and report on the control environment of the Firm.
About The Role: Morgan Stanley is seeking an experienced Director to join IAD in Asia to cover Morgan Stanley Investment Management (IM). The successful candidate will be primarily responsible for performing audit coverage of IM's Public and Private side businesses throughout Asia, as well as supporting non-IM relating audits when required.
Your primary responsibilities will include: - Support the IM Audit team in performing risk assessments, planning, execution and reporting - Lead and/or participate in regional and global audits execution and provide recommendations on how to improve internal controls and governance processes. - Meet with key stakeholders both within and outside IAD to monitor and assess risk within the respective IM businesses as part of ongoing continuous monitoring assurance activities. - Develop a strong understanding of business processes and be able to communicate issues to management and colleagues from other audit divisions.