We have been engaged by a successful Super ManCo to assist with their search for a Compliance Officer/RC. This Super ManCo is long standing in the Luxembourg market and offers a range of services including; Investment Management, Risk Management, Distribution services and Corporate Governance.
As compliance officer and RC, manage the in-house funds of the group as well as third party funds.
Assessment and update of the firm's compliance governance & policies and rules and procedures in relation to AML/CFT requirements, MIFID requirements and any other CSSF circulars that may impact the business
Conducting initial and ongoing due diligence on investment funds as well as on delegates, initiators and other counterparties
Support the RR in providing a summary of the main compliance subjects for the monthly Conducting officer meetings and the quarterly group compliance forums
Support the (RR) in the follow up of internal and external audit recommendations; and in the implementation of diverse new applicable regulations where required
Sanction Screening on Clients / delegates / counterparts / Assets
Maintenance of a good working relationship with the CSSF and other regulating authorities
Prior experience acting as RC
Understanding of EU/Luxembourg laws, regulations, and market standards
Client-oriented with ability to build strong relationships with internal and external parties
Ability to meet tight deadlines and work under pressure
Fluent in English, any other language is considered as an asset
Expertise in Luxembourg Asset Management or Asset Servicing is a plus