Citi Global Wealth - Business Risk & Controls: Issue Management, MCA, and Reporting - Director
November 19, 2022
Citi Global Wealth (CGW) is an integration of Citi Private Bank and the Consumer Wealth organization into a single platform enabling Citi to serve its clients across the wealth spectrum and capitalize on Citi's industry leading capabilities to support the goal of CGW, which is to be the leading wealth management provider globally. As we embark on this journey, it is imperative to have a strong Risk & Control framework, supporting this goal through an independent but integral Internal Control organization. This role is responsible for the management of issues, manager's control assessment (MCA) monitoring, and risk and controls reporting activities across the CGW organization.
Strategic leadership driving identification, management, and oversight of issues. This will include identifying the root cause of an issue and effectively remediating control gaps.
Execution of analysis and reporting to identify trends, emerging risks, and actionable items in the risk and controls environment for GWM.
Development and production of key risk indicators and metrics to help GWM operate within its defined risk appetite.
Development, implementation, and operation of a comprehensive MCA program across the GWM organization.
Liaise within the organization to ensure connectivity with enterprise-wide efforts to enhance Citi's safety and soundness.
Execute of independent monitoring and testing of regional, business & product, and other functional GWM risk controls.
Lead execution of "core" business controls including records management and continuity of business (COB), among others.
Development of strong relationships with key stakeholders.
Proactive engagement with control functions to ensure understanding of the GWM governance program.
Focus on continuous control improvements across all areas to ensure continued improvement of the control framework in an efficient, cost effective, streamlined, and value-add manner.
10-15 years of Financial Services and analytical / control work experience
Strong understanding of relevant business processes and data segments including the ability to solve for a root cause rather than symptoms
Openness to challenge and continuously challenging the status quo
Strategic thinker with strong analytical skills and the ability to translate complex concepts in a concise manner
Demonstrated leader capable of driving change
Ability to set priorities and manage multiple projects simultaneously in a fast paced, highly matrix, dynamic environment
Self-motivated, highly adaptive, and able to work well under high stress
Excellent oral and written communication skills
Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; extensive experience in area of focus; previous experience managing a diverse staff
Advanced degree (e.g., JD, MBA) and certifications (CFA, FRM) preferred
Job Family Group: Compliance and Control Job Family: Business Control Time Type: Full time Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
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