Analyze financial statements to identify credit risks and mitigants, and to assess trends in financial institutions' (e.g., banks, broker-dealers, insurance companies, central securities depositories, etc.) capital adequacy, profitability, asset quality, and liquidity/funding management
Perform annual reviews and ongoing surveillance of member firms across clearing corporations, to assess the creditworthiness of member firms.
Participate in gathering requirements for the design of credit risk monitoring tools to further automation and other risk-related initiatives.
Work with internal departments, including Market Risk, Product Management, Relationship
Management, Legal, and Compliance, to maintain transparency when assessing potential risk exposures within member firms.
Review new member full-service applications to assess whether the applicants' financial condition meet member requirements.
Assess whether member firms need to be placed on enhanced surveillance based on newly disclosed material events.
Adhere to risk-related policies and best practices of CCR.
Demonstrate the behaviors and competencies that create a risk management mindset in the organization.
Demonstrate regulatory awareness and compliance and ensure adherence to risk-related policies and best practices.
Ensure compliance with CCR's policies and procedures
Bachelor's degree in Accounting, Finance, Business, or Economics required, MBA or CFA preferred
Minimum of 5 years' experience in risk management or financial analysis
Excellent knowledge of financial statement analysis for various financial institutions, particularly banks and broker-dealers
Fundamental credit analysis skills, including knowledge of CAMELS or CELS rating system
In-depth understanding of regulatory rules and regulations