Developing, managing and executing proactive and reactive anti-fraud strategies that support and leverage fraud risk prevention, detection, and mitigation programs
Managing regulatory and audit inquiries as they relate to Fraud Risk, including coordination with the Regulatory Compliance function
Implementing the teams policies and procedures, identification strategies, monitoring approach and reporting to stakeholders
Evaluating existing alert and monitoring systems to ensure effectiveness, and where appropriate identifying??and recommending new technology for consideration
Monitoring related external events, supporting Lessons Learned activities and integrating into risk assessment and control development processes
Developing fraud training content for relevant front office and infrastructure groups, in consultation with the Compliance function
What we???re looking??for:
Five+ years in Financial Services Industry including experience managing Securities Fraud, trading risk management or roles within Internal Audit, Operational Risk or Compliance
Prior project management experience including business/process analysis, documenting gaps and making improvement recommendations
Skills that will help you in the role:
Demonstrable trading and/or risk system architecture work, or implementation, configuration, parameterization
Knowledge of investment banking fraud, related laws and regulations
Prior exposure to internal incident closeout/investigations or equivalent and prior experience in program, policy or procedural design, and implementation
Knowledge of financial products and related operational processes and trade execution/capture platforms, risk engines, or settlement systems
Where will you be working?
You will be working at our Americas Headquarters at 745 Seventh Avenue. This 37-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria, fitness center and state-of-the-art LED signage on the facade of the building.