Team Profile The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firms internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firms compliance with internal guidelines set for risk management and risk monitoring, as well as external rules and regulations governing the industry. We are part of a global team with presence in locations in the US, Europe and Asia. Within the team are represented a diverse skill set across business, compliance and financial crimes, risk management, operations, finance, information security and technology who work together to identify, monitor, assess and report on the control environment of the Firm.
About the Role As an Institutional Securities Technology (IST) Auditor, you will help the team to assess risks and controls in the IST space, including electronic trading, across Asia Markets working closely with colleagues in the region and globally. Your key responsibilities will include: - Support the Asia audit team in performing risk assessments, planning, execution and reporting of regional and global audits - Participate in the planning of audits to include identification and evaluation of objectives, inherent risks and controls. - Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes - Meet with key stakeholders both within and outside IAD, and attend working groups and committees, as part of continuous monitoring activities - Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions
Why Morgan Stanley? - A career with Morgan Stanley means being part of an inclusive culture that encourages diverse perspectives, innovation, and cross-collaboration to bring value to our clients. You'll find passionate people from all walks of life working together to make the world a little better every day. - We invest in the growth and success of our people through mentorship and development programs, as well as abundant opportunities to connect with peers and senior leaders through employee-driven networks and volunteer activities. - Your wellness and priorities outside of work are important to us. Our competitive compensation and benefits package is designed to support the diverse needs of our employees and take care of you and your family. - Morgan Stanley is an equal opportunity employer. Our goal is to build and support a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. We are committed to support special needs or reasonable accommodations necessary to enable you to work comfortably and effectively.