My client is a global investment management firm with offices in China, Hong Kong, America, Europe, and Australia. They have about 150 staff in Hong Kong and have fund products including SFC Authorized Funds, ETFs, UCITS, etc.
report directly to the Head of Compliance whilst working alongside other compliance colleagues
responsible for SFC regulatory matters
review marketing materials
business compliance advisory
review and update compliance policies and procedures
conduct compliance training when necessary
5+ years of compliance experience within buyside firm
open to candidates directly from SFC Investment Products team or the HKEx
must be fluent and articulate in Cantonese and English
international fund house
exposure to all different types of funds
great work culture
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 9520.