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Regulatory Compliance Officer / VP
Reporting to PEG??s Head of Regulatory Compliance the Compliance Expert will have primary responsibility to conduct regular testing and assessment activities and maintain regulatory compliance files / licences to , in particular Implementation of regulatory requirements in Portfolio Management and Client facing activities. Implementation and assessment of innovative ideas and implementation / use of new technologies to support Compliance testing, Maintaining procedures for identification, reporting and resolution of breaches,complaints and other regulatory issues, Training of all members of staff to improve understanding of policies and regulatory environment, develop targeted training strategies for different business areas to make training relevant to business activities, Confli


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