Our client is one of the largest securities service providers across Europe, specialising in Asset Management and Banking. Within Luxembourg, their focus and service for private investors is fund-linked asset management. With around 300 employees in Luxembourg , they are seeking a Head of Compliance to lead a team of 6 compliance professionals and an MLRO.
As a Head of Compliance, you will be:
* Managing the compliance function in line with the legal German and Luxembourg requirements as well as the group-wide minimum standards * Increasing compliance awareness by providing onboarding and periodic training, deploying organization-wide e-learning and communication initiatives * Managing of the Compliance Team with 6 employees and a responsible money laundering officer * Implementing and further developing AML and compliance processes * Responsible to provide training and support to the business and compliance officers to continuously enhance awareness and understanding of compliance risks and regulations * Supporting and coordinating requests from authorities * Participating in Client Acceptance Meetings, Internal Compliance Meetings, Business Compliance
As a Head of Compliance, you should have:
* A bachelors' degree in Law or equivalent * Fluency in German and English * Minimum of 7 years of compliance experience in a financial institution in Luxembourg * Experience with compliance issues relating to regulatory and governance requirements * Strong organizational and effective communication skills * Self-starting mentality, taking initiatives * Excellent communication skills in both Dutch and English * Team spirit * Experience with setting up a Compliance Framework and a Risk & Compliance program * Experience within: AML, GDPR, sanctions regulations, business integrity, regulations regarding market abuse and corruption
If you are interested in further enquiries, please do reach out to Joseff Richards on;