A pension fund in London are seeking a Regulatory Compliance Officer for an 18 month fixed term contract.
As a Regulatory Compliance Officer, you will sit within the Compliance team reporting to the Head of Compliance. The role supports ensuring compliance with the FCA regulatory and the organisations Operational Framework requirements, through providing advice to the business, understanding regulatory developments and the potential impact on the business activities of the firm.
Monitoring FCA and industry websites and producing regular updates of regulatory developments for Compliance team and wider business
Carrying out analysis and producing summaries of relevant FCA Consultation Papers and Policy Statements
Reviewing and updating Compliance manual and procedures as required
Submitting regulatory reports to the FCA
Providing compliance input and expertise into business developments and projects as required such as LIBOR transition
Developing, implementing and preparing Matching Plus, Private Placements, Alternatives and Private Equity monitoring reviews in line with, and to ensure compliance with, COBS and AML rules
Good working knowledge of the FCA regulatory environment
Able to analyse information to formulate questions and recommendations
Able to develop compliance policies and procedures
Able to manage assigned tasks as well as any ad hoc that arise
Investment Management/OPS experience would be desirable but not essential
Please note the requirements stated and if you match them, please apply through the link or send your CV to email@example.com