Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.
We Offer You are familiar with investment bank's equities trading/execution model. You are able to advice on Firm's policy and relevant rules and regulations issued by both SFC and HKMA as well as the HKEx. You will be based on the trading floor. Key roles and responsibilities are the following
Seek to provide day-to-day compliance support to teams within APAC Solutions and Trading team.
Design and roll out compliance framework for the newly integrated APAC Solutions Trading team.
Design and deliver compliance training on regulatory, compliance policies and procedures.
Participate in relevant industry group discussion and coordinate within the Firm on global regulatory initiatives that impact trading/execution practices within the APAC Solutions Trading team such as MIFID II, IOSCO, electronic trading regulations etc.
Manage regulatory enquiries and lead regulatory examinations.
Participate in strategic projects and initiatives, including participation in New Business committees.
Coordinate with other compliance areas such as CSPB Compliance on CSPB related matters, country compliance on jurisdiction specific matters.
Assist senior members on the team with ad-hoc compliance issues.
Demonstrate deep understanding of global markets trading flow and practices and have significant compliance experience in a bank.
Your future colleagues A balanced stable team built on trust between all team members who work closely across other compliance units, business functions and stakeholders. The department values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values
Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.