Compliance Officer Investment Banking Central Compliance Unit - Enhanced Due Diligence
August 30, 2021
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.
We Offer As part of the role, your responsibilities include:
Provide Compliance approvals for all Client Identification matters, including ensuring all account approvals satisfied the required policy standards
Ensure all high risk issues have been independently assessed and are reported to FCC Specialist team where applicable
Provide advisory support to IBCM Front office, Client Onboarding Team and other Control functions on compliance risk related to client lifecycle
Generate MI reports for business partners and management to ensure any exceptional approvals are closely monitored
Execute Compliance Control for APAC IB Compliance Operations
Any other tasks assigned by the Team Lead or Department Head
Your future colleagues You will be joining the CCU team which is within the APAC Compliance Operations division. We are a team that is at the forefront of the organization's vision to achieve growth sustainably through risk mitigation initiatives. The team is committed to identifying and mitigating AML/KYC risks for the function and APAC division. You can expect to be joining a team that is professional and dynamic The department values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values
N/A - pending TWWW agreement
Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.