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eFinancialCareers

Manama, Bahrain

Alexander Ash Consulting

London, United Kingdom

Deutsche Bank

New York,

Selby Jennings

London, United Kingdom

Goodman Masson

London, United Kingdom

Deutsche Bank

New York,

Morgan McKinley

Northampton, United Kingdom

Deutsche Bank

New York,

PER, Private Equity Recruitment

London, United Kingdom

eFinancialCareers

Stamford,

Deutsche Bank

Jacksonville,

BNY Mellon

Manchester, United Kingdom

State Street Corporation

London, United Kingdom

BNY Mellon

Lake Mary,

S&P Global

Singapore, Singapore

Meketa Investment Group Logo
Meketa Investment Group

Portland, Oregon

eFinancialCareers

London, United Kingdom

BNY Mellon

Pittsburgh,

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AVP Compliance
Job Responsibilities Design compliance surveillance programs Conduct compliance monitoring and reviews Prepare and develop compliance policies and procedures and related guidelines Handle SFC enquiries and S181, S182, and S183 investigations by SFC Participate in ad hoc compliance project Job Requirements University degree in business, law or related discipline Minimum 5 years of compliance experience within financial service, particularl in securities brokerage or wealth management Experience in leading compliance training Good understanding in SFC and other regulatory authorities


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