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A well known Asset Manager in London are seeking a junior candidate with 1-3 years experience in Asset Management to join their Portfolio Services team.
Providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements
Reviewing Investment Management Agreements, evaluating client guidelines, and maintaining the guideline monitoring system
Performing real-time, pre-trade support with investors and resolving post-trade incident exceptions generated from the monitoring system
Working with other internal teams, specifically the Global Relationship Teams, Product Management and Portfolio Management, to develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements
Demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities
Prior Guideline Monitoring, Investment Operations or Investment Compliance experience and/or an understanding of different regulatory regimes would be advantageous
Be self-confident, a self-starter, results driven, energetic, have an inquisitive mind, and be controls conscious