In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
A multinational third party management company is seeking an MLRO/RC to drive a strong compliance ethic across Luxembourg. You will be in charge of providing clear advice to the board of directors and line of business for all AML/CTF regulations and queries. As an MLRO/RC you will be playing a crucial role in supporting teams on the distribution of funds across Europe!
As an MLRO/RC, you will be: * Acting as Responsable du contrÃ´le for funds of the ManCo/AIFM * Acting as first point of contact with the CSSF * Carrying out Due Diligence visits to administrators and other fund delegates and prepare due diligence reports for the Boards of the respective funds * Reviewing in depth AML policies and procedures of the delegates * Advising on regulatory updates to the Boards * Responsible of any AML related issues * Implementing Compliance training across the whole company * Analyse the rules affecting the AIFM * Consistently reviewing the AML/CTF policies and desk procedures to comply with relevant regulations * Collaborating with the Oversight teams to provide oversight of third parties * Partake and support the teams on the distribution of funds across all relevant jurisdictions * Representing the AML team externally and internally
As an MLRO/RC, you should have: * Excellent knowledge of Luxembourg legislation and regulation especially in terms of AML/CTF * 5+ years' experience within a similar position/organisation * Eligibility for approval from the CSSF to act as Responsable du contrÃ´le * Experience of AIFM and UCITS products is an advantage * Well-developed interpersonal skills * Ability to create strong relationships with stakeholders * Excellent written and oral communication skills and ability to speak confidently in public * Sufficient management experience * Time Management skills * Strong attention to detail * Fluency in English