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State Street Corporation

London, United Kingdom

Deutsche Bank

New York,

BNY Mellon

Manchester, United Kingdom

PER, Private Equity Recruitment

Munich, Germany

State Street Corporation

Boston,

Selby Jennings

London, United Kingdom

Goodman Masson

London, United Kingdom

PER, Private Equity Recruitment

London, United Kingdom

Deutsche Bank

New York,

Deutsche Bank

Jacksonville,

Morgan McKinley

London, United Kingdom

Alexander Ash Consulting

London, United Kingdom

eFinancialCareers

Manama, Bahrain

eFinancialCareers

Stamford,

Deutsche Bank

New York,

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Compliance Director - Securities / WM
Our client is a top securities / brokerage is currently looking for a Compliance Director for their wealth management business. This person will lead a team of 2 and report to the group head of compliance. Job Responsibilities Handling regulators inquiry, inspection and investigation Take part in internal business compliance enquiries in relation to type 1,2,4,5,6, and 9 activities Conduct annual compliance risk assessment and planning Provide on-going and surveillance activities Provide compliance advice and training to other department and senior management Ad hoc task from senior management Job Requirements Degree holder in finance, business administration or related d


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