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A multinational diverse trading firm are seeking are seeking a Senior Prudential Officer to oversee a variety of regulatory compliance programs across Europe. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!
As a Senior Prudential Compliance Officer, you will be: * Leading a variety of prudential compliance programs across Europe * Implement IFR/IFD rules and advise Finance teams responsible for capital reporting on rules interpretation in the UK and the Netherlands * Managing the capital adequacy assessment processes (ICAAPs) * Implementing ongoing compliance regulations with IFR/IFD guidelines * Overseeing the ongoing maintenance of Risk Registers and Responsibilities Maps * Responsible for oversight of some Conduct risk elements of the Compliance Monitoring Programme * Reporting directly into the board of directors * First point of contact DNB on Prudential and Compliance matters
As a Senior Prudential Officer, you should have: * Experience within ICAAPs from an EU perspective * 5+ years' experience within Compliance, preferably in financial services * Strong knowledge of investment firm regulations * Ability to liaise with stakeholders * Hands on mentality * Ability to work within a team and independently * Fluency in English