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We currently working alongside a digital mobile and commission free broker in Berlin. Our client gives consumers and clients the opportunity to invest simply, by using a cost-efficient digital platform. As a Compliance Manager, you will be assessing and implementing all Compliance regulations across Germany, whilst leading a team too. If you are seeking an opportunity to join a well-established start up. Please do not look further!
As a Compliance Manager, you will be:
* Leading all Compliance regulations, whilst ensuring that the enforcement of legal provisions are met * Implementing regulatory and supervisory requirements * Advising and optimizing Compliance processes * Monitoring activities and documentation in the context of compliance, money laundering and fraud prevention within the Group * Implementation of internal control systems and a risk management framework * Further developing policies and procedures * Implementing training measures in the area of compliance * Implementing Compliance training on regulatory Compliance and anti-financial crime
As a Compliance Manager, you should have:
* A bachelor's degree in law or equivalent * 5 years' experience within a Financial Sector * In-depth knowledge of German and European regulatory requirements * Affinity with numbers as well as analytical strength, project management skills, organizational talent * IT affinity, confident handling of MS Office * Fluency in German and English