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Job Description Morgan McKinley is working with one of the largest and most prestigious Investment Banks who is currently looking for a Compliance Officer.
The candidate will be an integral part of a team that is responsible for the Compliance for Global Markets in South East Asia.
The Candidate's Coverage Will Be Mainly To Cover:
Advisory to GM, whose hub is in Singapore or operating from SEA countries
Provision of compliance advice as part of Global Market Coverage Compliance will be the primary role
Advising the business on compliance and regulatory issues.
Liaising with Compliance Domain experts in providing Domain advice to business
Other ad hoc tasks related to Global Markets including assist in investigations on compliance related matters (such as market conduct issues or code of conduct issues such as confidentiality breach, data leakage etc.).
Acting as the back-up to other staff members of the team in Singapore.
The Ideal Candidate
Ability to prioritize and work independently
Ability to evaluate complex situations and to issue appropriate and pragmatic recommendations
Strong organizational, analytical & time management skills, good attention to details
Has a risk based mindset, flexible, resilient and willing to adapt to and embrace changes
Good knowledge of Singapore SFA and FAA, SGX Rules is preferred
Compliance / Audit / Control experience
At least 5+ years of work experience with exposure on banking compliance / regulatory matters within Global Markets and/or Investment Banking
Fluency in English.
If you are keen on this exciting opportunity, kindly 'Apply Now' or email firstname.lastname@example.org .
Referrals are greatly appreciated.
Daryl Pravin Naidu
EA Licence No: 11C5502 | EAP Registration No: R2199043
Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.