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Compliance - EMEA Wealth Management Compliance - Associate - London
MORE ABOUT THIS JOB Summary The Compliance role is based in London and will have a particular focus on capital markets, equity structuring and managed strategies offering (including derivatives, structured products, new issues securities, centrally managed strategies). Responsibilities will include providing product related compliance advice, project management, updating policies, monitoring, thematic compliance reviews, product/trade approvals and post trade surveillances. RESPONSIBILITIES AND QUALIFICATIONS Principal Responsibilities Maintain/draft/update policies, procedures, desk manuals, supervisory manuals Assist with Compliance related projects, and managing i


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