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A well established bank-backed asset management firm is looking for a associate/senior associate control room compliance professional
Support control room and buyside business compliance function, including regular compliance review, conflict/independence checks, research clearance, policies and procedures review, internal company secretary works, etc other general compliance tasks
Assist ad-hoc tasks that may be assigned from time to time, e.g. support other team on AML review
Provide training to internal staff on updated compliance rules and regulations
Bachelor degree in Law, Business or a related discipline
3+ years of experience in asset management business or control room functions
Good understanding of asset management business operation and processes
Profient communication and written skills in English and Chinese (Mandarin)